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    面向淤积专项调查的黄土高原淤地坝库容高精度算法

    High-precision algorithm for sediment capacities of check dams on the Loess Plateau for special sedimentation survey

    • 摘要: 目的 针对黄土高原淤地坝淤积专项调查中传统断面法存在的空间采样稀疏、插值粗糙及沟道形态干扰等局限性,本研究系统评估了克里金法、反距离 权重法与样条函数法3种空间插值方法的适用性,并为应对上述挑战,提出了一种高精度淤积量计算算法;方法 以黄土高原丘陵沟壑区典型沟道为对象,基于高分辨率DEM数据,沿沟道走向生成理论沟道基准线,合并淤积区外高程点与沟底线节点数据,分别采用3种插值方法重构沟道DEM,并计算指定淤积高程与DEM闭合体积以表征已淤库容,同时选取陕西省榆林市、延安市境内9座淤地坝作为验证对象,利用该方法与传统断面法模拟不同高程下已淤库容进行比较。结果 1)克里金法在沟道微地形还原与库容计算中表现最优,其对应DEM重建均方根误差(1.54 m)显著低于反距离权重法(5.67 m)与样条函数法(2.32 m),且对沟底微地形特征的捕捉能力突出;2) 在淤积量计算中,克里金法同样最为准确,其绝对偏差率为5.78%,明显优于样条函数法(16.03%)、反距离权重法(46.40%)以及间距为2.5 m的优化断面法(13.27%);3) 通过选取陕西省榆林市和延安市9座淤地坝(每座选取45%、70%和100%拦泥坝高)验证发现,克里金法在低高程段(≤10m)绝对偏差率1.06%~4.68%,超20m后非线性增长至17.35%~19.63%,高程依赖性显著。结论 克里金法通过利用变异函数量化地形空间异质性,有效提升了淤积量的计算精度,但其偏差率会随高程升高出现非线性的增大,后续需通过分段比降校正与数据融合等方法对该误差进行优化。

       

      Abstract: Objective Traditional cross-section methods used for silt dam sedimentation surveys on the Loess Plat-eau face limitations like sparse spatial sampling and inaccurate interpolation of complex gully morphol-ogy, hindering precise sediment capacity calculation. This study evaluated systematically spatial inter-polation methods, addressing itself to these challenges and developing a high-precision algorithm for calculating sediment capacity. Methods This study focuses on typical gullies in the hilly and gully re-gion of the Loess Plateau. Based on high-resolution DEM data, a theoretical channel baseline was gener-ated along the gully alignment. Elevation points outside the deposition area and thalweg node data were merged, and three interpolation methods were applied to reconstruct the channel DEM. The closed volume between a specified deposition elevation and the DEM was calculated to characterize the deposited storage capacity. Furthermore, nine check dams in Yulin city and Yan'an city, Shaanxi province, were selected as validation cases. The simulated deposited storage capacities at different elevations derived from this method were compared with those obtained using the traditional cross-section method. Results 1) DEM reconstruction accuracy varied significantly among methods. Kriging demonstrated superior performance with a Root Mean Square Error (RMSE) of 1.54 m, substantially lower than the errors associated with Spline functions (2.32 m) and IDW (5.67 m). Kriging’s capability to capture micro-topographic features in the gully bottom was notably superior. 2) In sediment capacity calculation, Kriging again proved most accurate, yielding an absolute deviation rate of 5.78% from the benchmark value. This was significantly better than the deviation rates of Spline functions (16.03%), IDW (46.40%), and the optimized traditional cross-section method with a 2.5m interval (13.27%). 3) 3) Verification was conducted through the selec-tion of nine check dams in Yulin city and Yan'an city, Shaanxi province (with sediment retention dam heights of 45%, 70%, and 100% for each dam). The results show that the absolute deviation rate of the Kriging method ranges from 1.06% to 4.68% in the low elevation segment (≤10 m), and nonlinearly in-creases to 17.35%–19.63% when the elevation exceeds 20 m, indicating significant elevation depend-ence.Conclusions Kriging effectively improves the calculation accuracy of sediment volume by utiliz-ing variograms to quantify the spatial heterogeneity of topography; however, its deviation rate increases nonlinearly with elevation. Further optimization of this error is required through methods such as seg-mented slope correction and data fusion.

       

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